ML
ML

Matthew Little

33 Years of Experience
Framingham, MA
BrokerSells Insurance

Matthew Little is a registered investment advisor at Cetera Investment Advisers LLC, based in Framingham, MA, with 33 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

40 Speen Street, Suite 202, Framingham, MA, 01701

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Matthew is an insurance agent selling life, health, annuities, and long-term care insurance, dedicating minimal time to this activity. He also operates as a financial advisor under DBA Northeast Investment Advisors, spending about a quarter of his time on this.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLC
October 2016 - Present · 9 yrs 9 mos
Cetera Advisors LLCBroker
October 2016 - Present · 9 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
October 2016 - March 2024 · 7 yrs 5 mos
Investors Capital Advisory
December 2009 - October 2016 · 6 yrs 10 mos
Investors Capital CORP.Broker
December 2009 - October 2016 · 6 yrs 10 mos
B.B. Graham & Company, INC.
October 2007 - December 2009 · 2 yrs 2 mos
B.B. Graham & Company, INC.Broker
September 2007 - December 2009 · 2 yrs 3 mos
First Midamerica Investment CorporationBroker
June 2006 - September 2007 · 1 yr 3 mos
Cco Investment Services CORP.Broker
May 2001 - June 2006 · 5 yrs 1 mo
Edward JonesBroker
April 2000 - May 2001 · 1 yr 1 mo
Hartford Equity Sales Company INC.Broker
August 1998 - April 2000 · 1 yr 8 mos
Putnam Mutual Funds CORP.Broker
August 1992 - June 1998 · 5 yrs 10 mos
First Investors CorporationBroker
October 1991 - January 1992 · 3 mos
State Registrations10 states
CAFLMAMDNHNVNYORRIWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Matthew Little - Financial Advisor | TrueAdvisor