Dennis Travis is a ChFC-designated registered investment advisor, based in Pittsburgh, PA, with 34 years of industry experience.
Location
203 Kensington Ct, #101, Pittsburgh, PA, 15238
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Regulatory History (7)
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Customer Dispute
November 2017Settled
Customer Dispute
September 2012Settled
Customer Dispute
March 2012Denied
Regulatory
November 2011Final
Customer Dispute
April 2011Settled
Customer Dispute
February 2009Denied
Customer Dispute
October 2003Denied
Other Business Activities
Dennis works as a tax preparer, dedicating a few hours per week to this activity. He also assists a long-time client with a life settlement, but this takes minimal time.
Employment History
Current Registrations
On Investment Management CO
January 2011 - Present · 15 yrs 4 mos
The O.N. Equity Sales CompanyBroker
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
Metlife Securities INC.
September 2007 - December 2010 · 3 yrs 3 mos
Metlife Securities INC.Broker
December 1991 - December 2010 · 19 yrs
Metropolitan Life Insurance CompanyBroker
December 1991 - July 2007 · 15 yrs 7 mos
State Registrations7 states
CAFLMAOHPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.