TrueAdvisor
TrueAdvisor
DT
ChFC
DT
ChFC

Dennis Travis

On Investment Management CO
34 Years of Experience
Pittsburgh, PA
7 DisclosuresBroker
View SEC Summary
View SEC Summary

Dennis Travis is a ChFC-designated registered investment advisor at On Investment Management CO, based in Pittsburgh, PA, with 34 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 4 more. Their firm serves 9,568 clients with $3.2B in assets under management.

On Investment Management CO
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
208 advisors
Number of Clients
9,568 clients
Average Client Portfolio
$329K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Representative fees for managed account programs range from 0.30% to 1.50% annually. Third-party investment advisory programs have separate unique fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

203 Kensington Ct, #101, Pittsburgh, PA, 15238

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2017
Settled
Customer Dispute
September 2012
Settled
Customer Dispute
March 2012
Denied
Regulatory
November 2011
Final
Customer Dispute
April 2011
Settled
Customer Dispute
February 2009
Denied
Customer Dispute
October 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dennis works as a tax preparer, dedicating a few hours per week to this activity. He also assists a long-time client with a life settlement, but this takes minimal time.

Employment History
Current Registrations
The O.N. Equity Sales CompanyBroker
January 2011 - Present · 15 yrs 9 mos
On Investment Management CO
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Metlife Securities INC.
September 2007 - December 2010 · 3 yrs 3 mos
Metlife Securities INC.Broker
December 1991 - December 2010 · 19 yrs
Metropolitan Life Insurance CompanyBroker
December 1991 - July 2007 · 15 yrs 7 mos
State Registrations7 states
CAFLMAOHPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Pittsburgh, PA →All financial advisors in Pennsylvania →