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Kent Elliott

34 Years of Experience
Roseville, CA
Broker

Kent Elliott is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Roseville, CA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

1400 Rocky Ridge Drive, Suite 250, Roseville, CA, 95661

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kent is the manager of Next Generation BMX Team, a bicycle motocross team. He works with sponsors, sets up schedules, registers riders, and handles general organization, dedicating most weekends and a few hours during the week.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
January 2009 - Present · 17 yrs 8 mos
Robert W. Baird & CO. Incorporated
January 2009 - Present · 17 yrs 8 mos
Previous Registrations
Wachovia Securities, LLCBroker
August 2004 - January 2009 · 4 yrs 5 mos
Wachovia Securities, LLC
August 2004 - January 2009 · 4 yrs 5 mos
Wells Fargo Investments, LLC
May 2001 - September 2004 · 3 yrs 4 mos
Wells Fargo Investments, LLCBroker
May 2001 - September 2004 · 3 yrs 4 mos
Wells Fargo Securities INC.Broker
February 1995 - May 2001 · 6 yrs 3 mos
Dean Witter Reynolds INC.Broker
September 1991 - February 1995 · 3 yrs 5 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kent Elliott - Financial Advisor | TrueAdvisor