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Janel Goff

LPL Financial LLC
33 Years of Experience
Edina, MN
3 DisclosuresBroker
View SEC Summary
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Janel Goff is a registered investment advisor at LPL Financial LLC, based in Edina, MN, with 33 years of industry experience. Janel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5201 Eden Ave Ste 130, Edina, MN, 55436-2357

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2015
Settled
Customer Dispute
December 2012
Closed-No Action
Customer Dispute
November 2011
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Janel is involved with Goff Holdings and Goff Investment Group LLC, both investment-related and real estate rental businesses. These activities require minimal time commitment.

Employment History
Current Registrations
LPL Financial LLC
December 2013 - Present · 12 yrs 10 mos
LPL Financial LLCBroker
December 2013 - Present · 12 yrs 10 mos
Previous Registrations
Benjamin F. Edwards & Company, INC.Broker
September 2011 - January 2014 · 2 yrs 4 mos
Benjamin F. Edwards & Company, Incorporated
September 2011 - December 2013 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - September 2011 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2006 - September 2011 · 5 yrs 1 mo
Piper Jaffray & CO.Broker
May 2002 - August 2006 · 4 yrs 3 mos
RBC Dain Rauscher INC.Broker
March 1998 - June 2002 · 4 yrs 3 mos
Dain Rauscher IncorporatedBroker
June 1993 - March 1998 · 4 yrs 9 mos
Linsco/private Ledger CORP.Broker
March 1993 - June 1993 · 3 mos
John G. Kinnard and Company, IncorporatedBroker
July 1992 - December 1992 · 5 mos
State Registrations11 states
AZCAFLIDMIMNNCOHSDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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