JG
JG

Janel Goff

33 Years of Experience
Edina, MN
3 DisclosuresBroker

Janel Goff is a registered investment advisor at LPL Financial LLC, based in Edina, MN, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

5201 Eden Ave Ste 130, Edina, MN, 55436-2357

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2015
Settled
Customer Dispute
December 2012
Closed-No Action
Customer Dispute
November 2011
Denied
Other Business Activities

Janel is involved with Goff Holdings and Goff Investment Group LLC, both investment-related and real estate rental businesses. These activities require minimal time commitment.

Employment History
Current Registrations
LPL Financial LLC
December 2013 - Present · 12 yrs 5 mos
LPL Financial LLCBroker
December 2013 - Present · 12 yrs 5 mos
Previous Registrations
Benjamin F. Edwards & Company, INC.Broker
September 2011 - January 2014 · 2 yrs 4 mos
Benjamin F. Edwards & Company, Incorporated
September 2011 - December 2013 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - September 2011 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2006 - September 2011 · 5 yrs 1 mo
Piper Jaffray & CO.Broker
May 2002 - August 2006 · 4 yrs 3 mos
RBC Dain Rauscher INC.Broker
March 1998 - June 2002 · 4 yrs 3 mos
Dain Rauscher IncorporatedBroker
June 1993 - March 1998 · 4 yrs 9 mos
Linsco/private Ledger CORP.Broker
March 1993 - June 1993 · 3 mos
John G. Kinnard and Company, IncorporatedBroker
July 1992 - December 1992 · 5 mos
State Registrations10 states
AZCAFLIDMIMNNCSDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Janel Goff - Financial Advisor | TrueAdvisor