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Douglas Andrews

34 Years of Experience
Tacoma, WA
1 DisclosureBroker

Douglas Andrews is a registered investment advisor at RBC Capital Markets, LLC, based in Tacoma, WA, with 34 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

1201 Pacific Ave., Suite 1500, Tacoma, WA, 98402-4322

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History

Regulatory History (1)
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Customer Dispute
November 1997
Denied
Other Business Activities

Douglas is a silent 50% partner in Inspirit DBA Sterling Athletics, a corporation, and also an owner in Inspirit Athletics DBA Sterling Athletics, a customized sporting goods and equipment business. He also serves on the board of directors for Multicare Good Samaritan Hospital and Asher 360, a non-profit.

Employment History
Current Registrations
RBC Capital Markets, LLCBroker
June 2014 - Present · 11 yrs 11 mos
RBC Capital Markets, LLC
June 2014 - Present · 11 yrs 11 mos
RBC Capital Markets, LLC
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1992 - June 2014 · 21 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1991 - June 2014 · 22 yrs 6 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.