Jesse Galindo
Jesse Galindo is a ChFC-designated registered investment advisor at Brookwood Investment Group, based in Phoenix, AZ, with 29 years of industry experience. Jesse operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,160 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookwood Investment Group's investment management fee is negotiable, up to 2.50% annually, depending on factors like the amount of assets managed, portfolio complexity, and client needs. Fees can be charged using a flat, linear, or tiered percentage structure. Fees are calculated as a percentage of assets under management and assessed quarterly, either in advance or in arrears, as agreed upon. Cash positions are included when calculating the fee.
Location
3930 E. Ray Road, Suite 155, Phoenix, AZ, 85044
Get directionsHistory
Regulatory History (2)
Regulatory
October 1994Criminal
April 1970Other Business ActivitiesSells Insurance
Jesse is involved in several outside business activities. He sells insurance through Main Street Financial Strategies, is the owner of Rivercity Tax Pros for tax planning, and is a managing director at Redwood Tax Specialists, an insurance agency; each activity takes about 10-20% of his time.
Employment History
Current Registrations
Brookwood Investment Group
Previous Registrations
Redwood Private Wealth
D.H. Hill Securities, LllpBroker
Wealth Watch Advisors, LLC
Avalon Investment & Securities Group, INC.Broker
First Advisors National, LLC
Gradient Advisors, LLC
Gradient Securities, LLCBroker
D.H. Hill Advisors, INC.
D.H. Hill Securities, LllpBroker
Alliancebernstein Investment Research and Management, INC.Broker
Brundyn Securities INC.Broker
The Leaders Group, INC.Broker
PFS Investments INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.