KS
KS

Kathleen Soberg

27 Years of Experience
Maple Grove, MN
Broker

Kathleen Soberg is a registered investment advisor at Wells Fargo Advisors, based in Maple Grove, MN, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Maple Grove, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
July 2024 - Present · 1 yr 10 mos
Wells Fargo Advisors Financial Network, LLC
July 2024 - Present · 1 yr 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2024 - Present · 1 yr 10 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 4 mos
Wells Fargo Clearing Services, LLC
January 2011 - Present · 15 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
Wells Fargo Investments, LLC
March 2010 - January 2011 · 10 mos
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Securities INC.Broker
April 2000 - May 2001 · 1 yr 1 mo
Wells Fargo Brokerage Services, L.L.C.Broker
December 1999 - December 2000 · 1 yr
Pruco Securities CorporationBroker
March 1999 - January 2000 · 10 mos
Wells Fargo Securities INC.Broker
February 1999 - March 1999 · 1 mo
Norwest Investment Services, INC.Broker
April 1998 - March 1999 · 11 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kathleen Soberg - Financial Advisor | TrueAdvisor