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Mark Bluestein

Wedbush Securities INC.
34 Years of Experience
Radnor, PA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Mark Bluestein is a registered investment advisor at Wedbush Securities INC., based in Radnor, PA, with 34 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.

Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
222 advisors
Number of Clients
10,048 clients
Average Client Portfolio
$566K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

170 Radnor Chester Road, Suite 101, Radnor, PA, 19087

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2020
Denied
Customer Dispute
September 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark is involved in real estate development through Bucharest Investment Properties LLC, but has no duties there. He also works full-time as a Managing Director and Advisor for Bluestein Wealth Management, a DBA for Wedbush Securities.

Employment History
Current Registrations
Wedbush Securities INC.
November 2020 - Present · 5 yrs 11 mos
Wedbush Securities INC.Broker
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2007 - December 2020 · 13 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
June 2007 - December 2020 · 13 yrs 6 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - June 2007 · 2 mos
Morgan Stanley Dw INC.Broker
March 2001 - April 2007 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1991 - April 2001 · 9 yrs 6 mos
State Registrations17 states
CAFLGAILMAMDMIMTNHNJNMNYOHPAVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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