Frank Yi is a registered investment advisor at Twin Lakes Capital, based in Honolulu, HI, with 16 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 90 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $10.0M | 1.00% |
| $10.0M - $20.0M | 0.75% |
| $20M+ | 0.50% |
Fees are negotiable based on account size and service complexity. For qualified clients who invest in private funds, there is an additional annual fee of 1% of the investment's value, plus 10% of any profits made on the investment.
Fee Estimator
Location
55 Merchant St., Suite 1930, Honolulu, HI, 96813
Get directionsHistory
Regulatory History (1)
Criminal
September 1997Employment History
Current Registrations
Twin Lakes Capital
Previous Registrations
Tla Capital Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.