Stanley Waldrop
Stanley Waldrop is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8687 E Via De Ventura Ste 200, Scottsdale, AZ, 85258
Get directionsHistory
Regulatory History (1)
Financial
July 2016Other Business ActivitiesSells Insurance
Stanley operates under the DBA Progressive Financial Concepts for his LPL business since 1988 and WCG Wealth Advisors, LLC since 2021. He is also an independent insurance agent, dedicating minimal time to non-variable insurance sales.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sagepoint Financial, INC.Broker
New England SecuritiesBroker
Sunamerica Securities, INC.Broker
Sentra Securities CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.