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Christopher Cunningham

LPL Financial LLC
33 Years of Experience
Babylon, NY
1 DisclosureBroker
View SEC Summary
View SEC Summary

Christopher Cunningham is a registered investment advisor at LPL Financial LLC, based in Babylon, NY, with 33 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

171 Deer Park Ave, Babylon, NY, 11702

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History

Regulatory History (1)
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Criminal
May 1988
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial Corporation
November 2013 - February 2018 · 4 yrs 3 mos
Invest Financial CorporationBroker
February 1996 - February 2018 · 22 yrs
Prudential Securities IncorporatedBroker
August 1992 - March 1994 · 1 yr 7 mos
Pruco Securities CorporationBroker
August 1991 - July 1992 · 11 mos
The Prudential Insurance Company of AmericaBroker
August 1991 - July 1992 · 11 mos
State Registrations27 states
ALAZCACOCTDEFLGAILMAMDMEMSNCNHNJNVNYOHPAPRRISCSDTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Christopher Cunningham - Financial Advisor | TrueAdvisor