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Henry Keating is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, 1Nc, Purchase, NY, 10577
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Regulatory History (3)
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Customer Dispute
April 2009Denied
Customer Dispute
January 2004Denied
Customer Dispute
July 2001Withdrawn
Employment History
Current Registrations
Morgan StanleyBroker
April 2011 - Present · 15 yrs 1 mo
Morgan Stanley
April 2011 - Present · 15 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
May 2007 - April 2011 · 3 yrs 11 mos
Citigroup Global Markets INC.
May 2007 - April 2011 · 3 yrs 11 mos
Citicorp Investment Services
December 2004 - May 2007 · 2 yrs 5 mos
Citicorp Investment ServicesBroker
June 1992 - May 2007 · 14 yrs 11 mos
Citicorp Financial Services,inc.Broker
September 1991 - June 1992 · 9 mos
State Registrations42 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMONCNHNJNMNVNYOHOKORPARISCTXUTVAVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.