Geoffrey Aden
Geoffrey Aden is a registered investment advisor at Osaic Wealth, INC., based in Novato, CA, with 34 years of industry experience. Geoffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1500 Grant Ave, Suite 314, Novato, CA, 94945
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Geoffrey is an insurance agent for Aden Financial Services, spending minimal time on insurance case design. He is also a trustee for Aden Schroll Trust and a registered principal for New Aspect F.S., spending about a third of his time on the latter, which is his securities business.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Cetera Advisors LLCBroker
Cetera Advisors LLC
LPL Financial LLC
LPL Financial LLCBroker
Cal Fed InvestmentsBroker
Liberty Securities CorporationBroker
Dickinson & CO.Broker
F.N. Wolf & CO., INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.