MS
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Mark Seward

21 Years of Experience
Bath, OH
BrokerSells Insurance

Mark Seward is a registered investment advisor at Cetera Investment Advisers LLC, based in Bath, OH, with 21 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1972 N Cleveland-Massillon Rd, Bath, OH, 44333

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Mark is a fixed insurance agent and operates Seward Wealth Management as a DBA for financial services, dedicating nearly full-time hours to it. He also serves as a board member for St. Paul's Episcopal Church, spending minimal time on duties such as budget approval.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
December 2005 - Present · 20 yrs 5 mos
Previous Registrations
Cetera Advisors LLC
December 2005 - March 2024 · 18 yrs 3 mos
AXA Advisors, LLC
February 2005 - December 2005 · 10 mos
AXA Advisors, LLCBroker
July 2004 - December 2005 · 1 yr 5 mos
American Express Financial Advisors INC.Broker
March 1992 - April 1992 · 1 mo
Ids Life Insurance CompanyBroker
March 1992 - April 1992 · 1 mo
State Registrations7 states
CAFLNCOHPAVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.