Louis Bergamo is a CFP-designated registered investment advisor, based in San Francisco, CA, with 32 years of industry experience.
Location
Four Embarcadero Center, Suite 1400, San Francisco, CA, 94111
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Regulatory History (2)
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Customer Dispute
April 2006Denied
Criminal
November 1986Final Disposition
Other Business Activities
Louis works as a wealth advisor for Bespoke Wealth Advisors since 2017. This activity takes nearly full-time.
Employment History
Current Registrations
Cetera Advisors LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
November 2017 - November 2020 · 3 yrs
First Allied Securities, INC.Broker
November 2017 - September 2022 · 4 yrs 10 mos
Wells Fargo Clearing Services, LLC
January 2011 - November 2017 · 6 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - November 2017 · 6 yrs 10 mos
Wells Fargo Investments, LLC
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Investments, LLCBroker
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Securities INC.Broker
June 1998 - May 2001 · 2 yrs 11 mos
Rfs PartnersBroker
December 1994 - May 1998 · 3 yrs 5 mos
Portsmouth Financial ServicesBroker
May 1993 - April 1994 · 11 mos
State Registrations12 states
AZCACOFLILMAMEMNOHSCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.