Daniel Speirs
Daniel Speirs is a registered investment advisor at Cerro Pacific Wealth Advisors, LLC, based in San Luis Obispo, CA, with 24 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 370 clients with $560M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $3.5M | 0.85% |
| $3.5M - $5.0M | 0.70% |
| $5M+ | 0.50% |
Fees are generally not negotiable; however, Cerro Pacific Wealth Advisors may make exceptions under certain circumstances at its sole discretion. The maximum annual fee charged to clients by Third-Party Managers (if applicable) will not exceed 1.00%. However, the maximum combined advisory fee charged to clients will not exceed 2.00%.
Fee Estimator
Location
733 Marsh St., Suite #110, San Luis Obispo, CA, 93401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel is a co-trustee for his father's accounts and co-owns multiple rental properties in California. He spends minimal time on the trust and a few hours per week managing the rental properties.
Employment History
Current Registrations
Cerro Pacific Wealth Advisors, LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
Sutro & CO. IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.