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Thomas Hughes

34 Years of Experience
Richmond, VA
Broker

Thomas Hughes is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Richmond, VA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

9000 West Huguenot Road, Richmond, VA, 23235

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas supports Towne Wealth Management as a DBA, dedicating minimal time. He is also a full-time employee and financial advisor at TowneBank.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2015 - Present · 11 yrs 3 mos
Raymond James Financial Services, INC.
February 2015 - Present · 11 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2015 - Present · 11 yrs 3 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - February 2015 · 1 yr 1 mo
Cetera Investment Services LLC
September 2001 - January 2014 · 12 yrs 4 mos
Cetera Investment Services LLCBroker
June 2001 - February 2015 · 13 yrs 8 mos
Compulife Investor Services, INC.Broker
November 1999 - June 2001 · 1 yr 7 mos
New England SecuritiesBroker
May 1999 - November 1999 · 6 mos
Compulife Investor Services, INC.Broker
November 1997 - April 1999 · 1 yr 5 mos
Financial Network Investment CorporationBroker
November 1996 - November 1997 · 1 yr
Fbs Investment Services, INC.Broker
April 1995 - December 1996 · 1 yr 8 mos
Invest Financial CorporationBroker
January 1992 - April 1995 · 3 yrs 3 mos
State Registrations19 states
CACTDCDEFLGAILINLAMAMDNCNJOHPATNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Hughes - Financial Advisor | TrueAdvisor