SL
SL
Sanford Lowengart
23 Years of Experience
Montgomery Street, CA
3 Disclosures
Sanford Lowengart is a registered investment advisor at Capital Trust Advisors, based in Montgomery Street, CA, with 23 years of industry experience. Sanford operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 234 clients with $360M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
234 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$356.8M
Fee Structure
Minimum Investment:$500K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $2.0M | 1.20% |
| $2.0M - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees are negotiable for accounts over $5,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1210 5th Avenue, Suite 275, Montgomery Street, CA, 94901
Get directionsHistory
Regulatory History (3)
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Customer Dispute
May 2015Settled
Customer Dispute
September 2007Settled
Customer Dispute
July 2003Settled
Employment History
Current Registrations
Capital Trust Advisors
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Atlin Capital Advisers, LLC
January 2010 - August 2012 · 2 yrs 7 mos
Heffernan Investment Advisors, INC.
February 2009 - March 2013 · 4 yrs 1 mo
Cephus Capital Management LLC
June 2004 - February 2009 · 4 yrs 8 mos
Sdr Capital Management, INC.
August 2003 - July 2004 · 11 mos
Optimum Investment Advisors LP
December 2002 - June 2004 · 1 yr 6 mos
State Registrations2 states
CATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.