RV
CFA
RV
CFA

Robert Vigneaux

30 Years of Experience
Los Angeles, CA
Broker

Robert Vigneaux is a CFA-designated registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 30 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
606 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
April 2013 - Present · 13 yrs 6 mos
Capital Client Group, INC.Broker
October 2012 - Present · 14 yrs
Capital Client Group, INC.
October 2012 - Present · 14 yrs
Previous Registrations
Wells Fargo Funds Management, LLC
January 2010 - September 2012 · 2 yrs 8 mos
Wells Fargo Funds Distributor, LLCBroker
January 2010 - September 2012 · 2 yrs 8 mos
Evergreen Investment Management CO
May 2009 - January 2010 · 8 mos
Evergreen Investment Services, INC.Broker
May 2007 - January 2010 · 2 yrs 8 mos
Mfs Institutional Advisors INC.
March 2003 - April 2007 · 4 yrs 1 mo
Mfs Fund Distributors, INC.Broker
July 2000 - April 2007 · 6 yrs 9 mos
Nvest Funds Distributor, L.P.Broker
January 1999 - June 2000 · 1 yr 5 mos
Scudder Investor Services, INC.Broker
November 1991 - August 1994 · 2 yrs 9 mos
State Registrations10 states
CACTFLMAMENHNJNVNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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