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Kent Sherfey

LPL Financial LLC
24 Years of Experience
Gladstone, MO
1 DisclosureBroker
View SEC Summary
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Kent Sherfey is a registered investment advisor at LPL Financial LLC, based in Gladstone, MO, with 24 years of industry experience. Kent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Gladstone, MO

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2020
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
June 2022 - Present · 4 yrs 4 mos
LPL Financial LLCBroker
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
Independent Financial Partners
March 2022 - May 2022 · 2 mos
Ifp Securities, LLCBroker
March 2022 - May 2022 · 2 mos
LPL Financial LLCBroker
September 2021 - April 2022 · 7 mos
LPL Financial LLC
September 2021 - April 2022 · 7 mos
Waddell & Reed
September 2011 - August 2021 · 9 yrs 11 mos
Waddell & ReedBroker
September 2011 - August 2021 · 9 yrs 11 mos
Ameriprise Financial Services, INC.
October 2009 - August 2011 · 1 yr 10 mos
Ameriprise Financial Services, INC.Broker
October 2009 - August 2011 · 1 yr 10 mos
Ameriprise Advisor Services, INC.
July 2003 - October 2009 · 6 yrs 3 mos
Ameriprise Advisor Services, INC.Broker
January 2002 - October 2009 · 7 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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