KS
KS
Kent Sherfey is a registered investment advisor at LPL Financial LLC, based in Gladstone, MO, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Gladstone, MO
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Regulatory History (1)
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Financial
February 2020Final
Employment History
Current Registrations
LPL Financial LLC
June 2022 - Present · 3 yrs 11 mos
LPL Financial LLCBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Independent Financial Partners
March 2022 - May 2022 · 2 mos
Ifp Securities, LLCBroker
March 2022 - May 2022 · 2 mos
LPL Financial LLCBroker
September 2021 - April 2022 · 7 mos
LPL Financial LLC
September 2021 - April 2022 · 7 mos
Waddell & Reed
September 2011 - August 2021 · 9 yrs 11 mos
Waddell & ReedBroker
September 2011 - August 2021 · 9 yrs 11 mos
Ameriprise Financial Services, INC.
October 2009 - August 2011 · 1 yr 10 mos
Ameriprise Financial Services, INC.Broker
October 2009 - August 2011 · 1 yr 10 mos
Ameriprise Advisor Services, INC.
July 2003 - October 2009 · 6 yrs 3 mos
Ameriprise Advisor Services, INC.Broker
January 2002 - October 2009 · 7 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.