Stephen Pierce
Stephen Pierce is a registered investment advisor at International Assets Investment Management, LLC, based in Spanish Fort, AL, with 34 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
9812 Millwood Circle, Spanish Fort, AL, 36527
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2017Customer Dispute
January 2004Other Business Activities
Stephen is a partner at Rockbridge Wealth Management, dedicating full-time hours to sales and service. He is also an advisor with International Assets Investment Management LLC, spending about half his time there and receiving fee-based compensation.
Employment History
Current Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLC
International Assets Advisory, LLCBroker
Previous Registrations
Wfg Investments, INC.Broker
Rockbridge Asset Management, LLC
Veritas Asset Management, LLC
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Gunnallen Financial, INC
Wachovia Securities Financial Network, LLCBroker
Wachovia Securities Financial Network, LLC
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
F.N. Wolf & CO., INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.