Joseph Maas is a CFA, CFP, ChFC-designated registered investment advisor at Spg Advisors LLC, based in Scottsdale, AZ, with 25 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Retirement Planning, and 1 more. Their firm serves 692 clients with $540M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.50% |
| $3M+ | 0.25% |
These fees are for SPGA's services only. Synergy Asset Management (SAM) also charges a fee: $0 - $1,000,000: 0.45%, $1,000,001 - $3,000,000: 0.40%, Over $3,000,000: 0.20%. SPGA may waive and/or reduce its portion of the advisory fee paid from SAM based upon certain criteria.
Fee Estimator
Location
Scottsdale, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is affiliated with Synergy Financial Services, Inc., Rowan Street Advisors, LLC, Synergy Mergers + Acquisitions, LLC, and Synergy Asset Management, LLC, spending the majority of his time in these roles. These activities are investment-related.
Employment History
Current Registrations
Spg Advisors LLC
Synergy Asset Management, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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