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Michael Cook

34 Years of Experience
Lisle, IL
1 DisclosureBroker

Michael Cook is a registered investment advisor at Ameriprise Financial Services, LLC, based in Lisle, IL, with 34 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

3030 Warrenville Rd, Ste 420, Lisle, IL, 60532-1000

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History

Regulatory History (1)
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Customer Dispute
December 2001
Denied
Other Business Activities

Michael has a business ownership activity at 3030 Warrenville Rd Ste420 in Lisle, IL, since March 2020. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 16 yrs 7 mos
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Ameriprise Advisor Services, INC.
June 2003 - October 2009 · 6 yrs 4 mos
Rsm Mcgladrey, INC.
March 2003 - July 2003 · 4 mos
Ameriprise Advisor Services, INC.Broker
December 1991 - October 2009 · 17 yrs 10 mos
Baring & Brown, INC.Broker
September 1991 - December 1991 · 3 mos
State Registrations21 states
AZCACOFLGAIAIDILINKSLAMAMDMIMONCNMOHTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.