Jay Dienes is a registered investment advisor at Morgan Stanley, based in Melville, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
58 South Service Road, Suite 400, Melville, NY, 11747
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2010 - Present · 15 yrs 10 mos
Morgan StanleyBroker
July 2010 - Present · 15 yrs 10 mos
Previous Registrations
Chase Investment Services CORP.
July 1998 - July 2010 · 12 yrs
Chase Investment Services CORP.Broker
September 1996 - July 2010 · 13 yrs 10 mos
Chemical Investment Services CORP.Broker
September 1996 - September 1996 · 0 mos
Smith Barney INC.Broker
July 1993 - June 1996 · 2 yrs 11 mos
Lehman Brothers INC.Broker
September 1991 - July 1993 · 1 yr 10 mos
State Registrations42 states
ARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMEMIMNMTNCNHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.