James Alagna is a registered investment advisor, based in Schaumburg, IL, with 34 years of industry experience.
Location
1450 American Lane, 6th Floor, Suite 650, Schaumburg, IL, 60173-2096
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James serves as the secretary of the Woodlake HOA since December 2023, dedicating minimal time to this role. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
July 2024 - Present · 2 yrs
Cetera Advisors LLCBroker
July 2024 - Present · 2 yrs
Cetera Wealth Services, LLCBroker
July 2024 - Present · 2 yrs
Cetera Investment Advisers LLC
September 2014 - Present · 11 yrs 10 mos
Cetera Financial Specialists LLCBroker
April 2014 - Present · 12 yrs 3 mos
Previous Registrations
Legend Equities CorporationBroker
April 2015 - January 2016 · 9 mos
Country Capital Management CompanyBroker
March 2012 - April 2014 · 2 yrs 1 mo
Genworth Financial Advisers Corporation
March 2008 - December 2011 · 3 yrs 9 mos
Genworth Financial Securities CorporationBroker
July 2000 - December 2011 · 11 yrs 5 mos
Pruco Securities CorporationBroker
October 1991 - July 2000 · 8 yrs 9 mos
The Prudential Insurance Company of AmericaBroker
October 1991 - December 1993 · 2 yrs 2 mos
State Registrations1 state
IL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.