Stephen Landa
Stephen Landa is a registered investment advisor at Mighty Oak Management LLC, based in Easton, CT, with 34 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 45 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.25% |
| $500K - $1000K | 1.90% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.40% |
Fees are negotiable. A flat fee schedule is also available, not exceeding the corresponding rate in the Standard Linear Fee Schedule.
Fee Estimator
Location
Easton, CT
Get directionsHistory
Regulatory History (7)
Regulatory
May 2017Judgment / Lien
December 2015Employment Separation After Allegations
August 2015Judgment / Lien
June 2013Customer Dispute
August 2012Customer Dispute
October 2000Employment Separation After Allegations
August 2000Other Business ActivitiesSells Insurance
Stephen is the President/CEO of Startech LLC, focused on plasma converter technology. He also owns Mighty Oak Management LLC, providing financial planning and consulting services, and is an insurance agent selling life, annuity, and long-term care insurance, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Mighty Oak Management LLC
Previous Registrations
Invest Financial CorporationBroker
Invest Financial Corporation
Sig Securities, L.L.C.Broker
Greenwich Global, LLCBroker
Mighty Oak Management LLC
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.