Kipp Small is a registered investment advisor, based in Tampa, FL, with 31 years of industry experience.
Location
400 N Tampa St, Suite 1800, Tampa, FL, 33602
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
August 2017 - Present · 8 yrs 9 mos
Captrust
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
September 2016 - June 2017 · 9 mos
Wells Fargo Advisors Financial Network, LLC
August 2016 - June 2017 · 10 mos
Captrust Advisors, LLC
July 2016 - December 2017 · 1 yr 5 mos
Mmc Securities CORP.
November 2011 - April 2015 · 3 yrs 5 mos
Mmc Securities CORP.Broker
September 2011 - April 2015 · 3 yrs 7 mos
NFP Securities, INC.
July 2008 - June 2011 · 2 yrs 11 mos
NFP Securities, INC.Broker
June 2006 - June 2011 · 5 yrs
MML Investors Services, INC.Broker
November 2003 - June 2006 · 2 yrs 7 mos
Princor Financial Services CorporationBroker
December 2002 - August 2003 · 8 mos
Ppi Employee Benefits CorporationBroker
August 1992 - December 2002 · 10 yrs 4 mos
State Registrations2 states
FLNC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.