TrueAdvisor
TrueAdvisor
RL
RL

Robert Lenz

Ameriprise Financial Services, LLC
34 Years of Experience
Scottsdale, AZ
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Robert Lenz is a registered investment advisor at Ameriprise Financial Services, LLC, based in Scottsdale, AZ, with 34 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16220 N Scottsdale Rd, Ste 250, Scottsdale, AZ, 85254

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2015
Settled
Customer Dispute
April 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2021 - Present · 5 yrs 6 mos
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Morgan Stanley
March 2013 - May 2021 · 8 yrs 2 mos
Morgan StanleyBroker
March 2013 - May 2021 · 8 yrs 2 mos
Wells Fargo Advisors, LLCBroker
January 2011 - March 2013 · 2 yrs 2 mos
Wells Fargo Advisors, LLC
January 2011 - March 2013 · 2 yrs 2 mos
Wells Fargo Investments, LLC
October 2005 - January 2011 · 5 yrs 3 mos
Wells Fargo Investments, LLCBroker
October 2005 - January 2011 · 5 yrs 3 mos
A. G. Edwards & Sons, INC.
December 2001 - October 2005 · 3 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
July 2001 - October 2005 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2000 - July 2001 · 8 mos
Jefferson Pilot Securities CorporationBroker
October 1997 - October 2000 · 3 yrs
Jefferson-Pilot Investor Services, INC.Broker
May 1997 - October 1997 · 5 mos
John Hancock Distributors, INC.Broker
November 1991 - May 1997 · 5 yrs 6 mos
John Hancock Mutual Life Insurance CompanyBroker
November 1991 - May 1997 · 5 yrs 6 mos
State Registrations15 states
AZCAIDMDMNMONMNVOHORSCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Scottsdale, AZ →All financial advisors in Arizona →