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Anthony Hough

34 Years of Experience
Harlan, IA
2 DisclosuresBrokerSells Insurance

Anthony Hough is a registered investment advisor at LPL Financial LLC, based in Harlan, IA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

803 Durant St., Harlan, IA, 51537

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 2017
Final Disposition
Customer Dispute
June 2007
Denied
Other Business ActivitiesSells Insurance

Anthony is involved in several business activities, including non-variable insurance since 2004, The Hough Group LLC since 2009, and Hough & Zaccone Investment Management since 2010, dedicating about half of his time to the latter. He also owns Hough Capital Partners, LLC since July 2024, spending a few hours per week on it.

Employment History
Current Registrations
LPL Financial LLC
July 2020 - Present · 5 yrs 10 mos
LPL Financial LLCBroker
May 2000 - Present · 26 yrs
Previous Registrations
Spectrum Capital, INC.Broker
November 1998 - June 2000 · 1 yr 7 mos
Linsco/private Ledger CORP.Broker
June 1993 - November 1998 · 5 yrs 5 mos
Elan Investment Services, INC.Broker
October 1992 - May 1993 · 7 mos
MML Investors Services, INC.Broker
November 1991 - October 1992 · 11 mos
State Registrations25 states
ARAZCACOFLHIIAIDILINKSMAMNMOMSNCNENJNMNVOKPATXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.