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RM
CFP · PFS
RM
CFP · PFS

Rial Moulton

Moulton Wealth Management, INC
30 Years of Experience
Spokane Valley, WA
Sells Insurance
View SEC Summary
View SEC Summary

Rial Moulton is a CFP, PFS-designated registered investment advisor at Moulton Wealth Management, INC, based in Spokane Valley, WA, with 30 years of industry experience. Rial operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 477 clients with $160M in assets under management.

Moulton Wealth Management, INC
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
477 clients
Average Client Portfolio
$335K average
Assets Under Management
$159.7M

Fee Structure

Minimum Investment:$350K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Fees range from 0.75% to 1.25% annually, billed quarterly in arrears. The firm may waive its minimum fee or charge a lesser fee based on criteria such as account size and relationship history.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

420 N Evergreen Rd., Suite 100, Spokane Valley, WA, 99216

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Rial is a 50% owner of RTPS Income Tax Preparation and owner/real estate broker for Moulton Realty, dedicating minimal time to each. Rial is also a sole proprietor working as an insurance agent selling fixed insurance products since 2002.

Employment History
Current Registrations
Moulton Wealth Management, INC
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Cetera Advisors LLCBroker
February 2012 - May 2020 · 8 yrs 3 mos
Cetera Advisors LLC
February 2012 - May 2020 · 8 yrs 3 mos
Pacific West Securities, INC.Broker
April 2005 - February 2012 · 6 yrs 10 mos
Pacific West Financial Consultants INC
April 2005 - February 2012 · 6 yrs 10 mos
1st Global Advisors INC
December 2002 - May 2005 · 2 yrs 5 mos
1st Global Capital CORP.Broker
November 2002 - May 2005 · 2 yrs 6 mos
Woodbury Financial Services, INC.
August 2001 - November 2002 · 1 yr 3 mos
Woodbury Financial Services, INC.Broker
June 2001 - November 2002 · 1 yr 5 mos
Ascend Financial Services, INC.Broker
February 1995 - May 1998 · 3 yrs 3 mos
Mimlic Sales CorporationBroker
October 1991 - March 1993 · 1 yr 5 mos
Dataplan Securities, INC.Broker
October 1991 - March 1992 · 5 mos
State Registrations3 states
IDTXWA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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