Rial Moulton
Rial Moulton is a CFP, PFS-designated registered investment advisor at Moulton Wealth Management, INC, based in Spokane Valley, WA, with 29 years of industry experience. Rial operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 477 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moulton Wealth Management's fees for asset management range from 0.75% to 1.25% of your portfolio. These fees are detailed in the wrap brochure appendix. Fees are billed quarterly after the billing period, and are usually deducted directly from your account with your consent. Moulton Wealth Management may, at its discretion, waive its minimum fee or charge a lesser investment advisory fee based on certain criteria.
Location
420 N Evergreen Rd., Suite 100, Spokane Valley, WA, 99216
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rial is a 50% owner of RTPS Income Tax Preparation and owner/real estate broker for Moulton Realty, dedicating minimal time to each. Rial is also a sole proprietor working as an insurance agent selling fixed insurance products since 2002.
Employment History
Current Registrations
Moulton Wealth Management, INC
Previous Registrations
Cetera Advisors LLCBroker
Cetera Advisors LLC
Pacific West Securities, INC.Broker
Pacific West Financial Consultants INC
1st Global Advisors INC
1st Global Capital CORP.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Ascend Financial Services, INC.Broker
Mimlic Sales CorporationBroker
Dataplan Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.