David Nagy
David Nagy is a registered investment advisor at Osaic Wealth, INC., based in Davenport, FL, with 33 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
Davenport, FL
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2004Employment Separation After Allegations
October 2004Other Business ActivitiesSells Insurance
David is a financial advisor with Securities America Advisors since 2016. He also sells life, long-term care, disability, dental, legal shield, and Medicare insurance products, dedicating about 10-20% of his time to insurance sales.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Wall Street Financial Group, INC.Broker
Wall Street Financial Group, INC
United Securities Alliance, INC.
United Securities Alliance, INC.Broker
Leigh Baldwin & CO., LLCBroker
Hornor, Townsend & Kent, INC.Broker
Summit Financial Securities, INC.Broker
Saperston Financial INC.Broker
Pruco Securities CorporationBroker
J. W. Gant & Associates, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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