TrueAdvisor
TrueAdvisor
DB
DB

David James Beach

Loomis, Sayles & Company, L.P.
29 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Loomis, Sayles & Company, L.P.
Compensation
Fee-Only (AUM)
Firm Size
26 advisors
Number of Clients
22,232 clients
Average Client Portfolio
$15.8M average
Assets Under Management
$350.9B

Fee Structure

Financial Planning:Investment management only

Location

Suite 3300, 555 California Street, San Francisco, CA, 94104

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Loomis, Sayles & Company, L.P.
January 2012 - Present · 14 yrs 1 mo
Loomis Sayles Distributors, L.P.Broker
January 2012 - Present · 14 yrs 1 mo
Previous Registrations
State Street Global Markets, LLCBroker
June 2001 - January 2012 · 10 yrs 7 mos
Bse Bond Connect, LLCBroker
December 1999 - May 2001 · 1 yr 5 mos
State Street Capital Markets, LLCBroker
April 1999 - September 1999 · 5 mos
Intervest Financial Services, INC.Broker
May 1997 - January 1998 · 8 mos
Rodman & Renshaw INC.Broker
October 1996 - December 1996 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1995 - January 1996 · 1 yr
Lazard Freres & CO.Broker
November 1992 - September 1994 · 1 yr 10 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.