Michael Harvey
Michael Harvey is a registered investment advisor at LPL Financial LLC, based in Winfield, KS, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
106 West 9th Avenue, Winfield, KS, 67156
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Regulatory History (1)
Customer Dispute
October 2008Other Business ActivitiesSells Insurance
Michael sells non-variable insurance since 1999 and through Family Wealth Management, LLC since 2010, dedicating minimal time to each. He is also the owner and producer for Riverkeepers, LLC, an insurance agency, since January 2024, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Investment Centers of America, INC.Broker
Investment Centers of America, INC.Broker
Fahnestock & CO., INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.