RG
RG

Ritchie Gomez

30 Years of Experience
New York, NY
Broker

Ritchie Gomez is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New York, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

225 Liberty St, New York, NY, 10281

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ritchie has two outside business activities. He spends minimal time with Monsignor Farrell High School as an assistant freshman basketball coach, and no time on the other activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2004 - Present · 21 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1997 - Present · 29 yrs 1 mo
Previous Registrations
Citicorp Investment ServicesBroker
May 1995 - April 1997 · 1 yr 11 mos
State Registrations37 states
ALAZCACOCTDCDEFLGAILINKYMAMDMEMIMNMONCNHNJNMNVNYOHORPAPRRISCSDTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ritchie Gomez - Financial Advisor | TrueAdvisor