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Scott Mings

31 Years of Experience
Greenwood, IN
Broker

Scott Mings is a registered investment advisor at Raymond James & Associates, INC., based in Greenwood, IN, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1530 American Way, Suite 230, Greenwood, IN, 46143

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott is the author of a book since 2012, dedicating minimal time to this activity. This activity is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
July 2009 - Present · 16 yrs 10 mos
Raymond James & Associates, INC.
July 2009 - Present · 16 yrs 10 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - July 2009 · 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - July 2009 · 1 mo
Citigroup Global Markets INC.
December 1998 - June 2009 · 10 yrs 6 mos
Citigroup Global Markets INC.Broker
August 1998 - June 2009 · 10 yrs 10 mos
Sunamerica Securities, INC.Broker
March 1993 - March 1995 · 2 yrs
Lehman Brothers INC.Broker
September 1991 - February 1993 · 1 yr 5 mos
State Registrations27 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Scott Mings - Financial Advisor | TrueAdvisor