RP
RP
Roy Price
34 Years of Experience
Mobile, AL
2 DisclosuresBroker
Roy Price is a registered investment advisor at Raymond James & Associates, INC., based in Mobile, AL, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
21 West 1-65 Service Road North, Mobile, AL, 36608
Get directionsHistory
Regulatory History (2)
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Customer Dispute
April 2012Closed-No Action
Customer Dispute
February 2010Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
February 2003 - February 2013 · 10 yrs
Morgan Keegan & Company, INC.Broker
April 2001 - February 2013 · 11 yrs 10 mos
Regions Investment Company, INC.Broker
October 1991 - April 2001 · 9 yrs 6 mos
State Registrations27 states
ALCACODCDEFLGAKYLAMAMDMEMNMOMSMTNCNYOHOKPASCTNTXVAVTWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.