EF
EF

Eric Fender

34 Years of Experience
Wichita, KS
Broker

Eric Fender is a registered investment advisor at Ameriprise Financial Services, LLC, based in Wichita, KS, with 34 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

7829 E Rockhill St, Ste 202, Wichita, KS, 67206

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric manages his Ameriprise business and also has a DBA checking account for his financial planning practice expenses. Both activities take a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2006 - Present · 19 yrs 6 mos
Ameriprise Financial Services, LLC
November 2006 - Present · 19 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2006 - Present · 19 yrs 6 mos
Previous Registrations
Cooper Malone Mcclain, INC.
April 2005 - November 2006 · 1 yr 7 mos
Cooper Malone Mcclain, INC.Broker
April 2005 - November 2006 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2003 - April 2005 · 2 yrs 2 mos
Edward JonesBroker
December 2000 - February 2003 · 2 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 1998 - January 2001 · 2 yrs 5 mos
Insight Securities & Trading, INC.Broker
May 1997 - August 1998 · 1 yr 3 mos
A. G. Edwards & Sons, INC.Broker
November 1991 - February 1997 · 5 yrs 3 mos
State Registrations16 states
ALARAZCACOFLGAIAKSKYMIMONCOKTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.