Robert Schmidt
Robert Schmidt is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Bellevue, WA, with 34 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
10400 NE 4th Street, Suite 2000, Bellevue, WA, 98004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is a co-trustee and has beneficial interest in the J A Schmidt GST Irrevocable Family Trust and J A Schmidt Non GST Irrevocable Family Trust. He also has a beneficial interest in the J A Lemon #1 Irrevocable Family Trust and J D Cox #3 Irrevocable Family Trust.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
Cibc World Markets CORP.
Cibc World Markets CORP.Broker
Prudential Securities IncorporatedBroker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
State Registrations27 states
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