TrueAdvisor
TrueAdvisor
TP
CFA
TP
CFA

Thomas Pence

Sapient Capital LLC
22 Years of Experience
Indianapolis, IN
View SEC Summary
View SEC Summary

Thomas Pence is a CFA-designated registered investment advisor at Sapient Capital LLC, based in Indianapolis, IN, with 22 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 1,017 clients with $14B in assets under management.

Sapient Capital LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
37 advisors
Number of Clients
1,017 clients
Average Client Portfolio
$13.5M average
Assets Under Management
$13.8B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Wealth management fees typically range up to 1.50% annually based on factors such as scope, complexity, asset level, and overall relationship. The firm requires a minimum annual fee of $10,000, which may be reduced at the firm's sole discretion. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

401 Pennsylvania Pkwy, Suite 100, Indianapolis, IN, 46280

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Thomas is a board member for Eskenazi Health Foundation and an investment committee member for the Indianapolis Museum of Art, dedicating minimal time to each. He is also involved in several investment-related entities as a member or manager, and provides business advice to a chocolate retailer.

Employment History
Current Registrations
Sapient Capital LLC
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
February 2017 - March 2023 · 6 yrs 1 mo
Stifel, Nicolaus & Company, Incorporated
October 2016 - March 2023 · 6 yrs 5 mos
Wells Capital Management INC
September 2005 - October 2005 · 1 mo
Strong Capital Management INC
February 2001 - December 2004 · 3 yrs 10 mos
Strong Investments, INC.Broker
November 2000 - December 2004 · 4 yrs 1 mo
Conseco Equity Sales, INC.Broker
February 1992 - October 2000 · 8 yrs 8 mos
State Registrations1 state
IN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Indianapolis, IN →All financial advisors in Indiana →