BB
BB

Bruce Barrick

34 Years of Experience
Boca Raton, FL
Broker

Bruce Barrick is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1801 North Military Trail, Suite 300, Boca Raton, FL, 33431

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bruce is the Vice President of Regency Personnel, Inc., a personnel services/placement company, but dedicates minimal time to it. He also serves as a trustee and holds power of attorney for multiple individuals, some of which are investment-related.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
November 2008 - June 2009 · 7 mos
Citigroup Global Markets INC.Broker
November 2008 - June 2009 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1991 - November 2008 · 17 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1991 - November 2008 · 17 yrs 1 mo
State Registrations31 states
AZCACOCTDCDEFLGAHIILINLAMAMDMIMOMSNCNHNJNMNVNYOHOKORPASCTNTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Bruce Barrick - Financial Advisor | TrueAdvisor