Paul Smith
Paul Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Oakwood Hills, IL, with 34 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Oakwood Hills, IL
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2002Other Business ActivitiesSells Insurance
Paul is a notary public and a 50% owner of Smith & Associates Inc Insurance Services, where he sells fixed, health, property and casualty, and commercial insurance, dedicating nearly full-time hours to this. He is also a registered representative for Smith and Associates Inc. Financial Services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Foresters Equity Services, INC.
Foresters Equity Services, INC.Broker
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Polaris Advisory Services INC
Polaris Financial Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.