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James Ritchay

34 Years of Experience
Green Bay, WI
Broker

James Ritchay is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Green Bay, WI, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

440 South Washington, Green Bay, WI, 54301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is a referee for youth basketball with the Green Bay Officials Association, a paid position. He spends a few hours per week on this activity, none of which are during trading hours.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
May 2011 - Present · 15 yrs
Robert W. Baird & CO. IncorporatedBroker
May 2011 - Present · 15 yrs
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - May 2011 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2011 · 1 yr 11 mos
Citigroup Global Markets INC.
October 1991 - June 2009 · 17 yrs 8 mos
Citigroup Global Markets INC.Broker
October 1991 - June 2009 · 17 yrs 8 mos
State Registrations15 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.