GE
GE
Gregory Ewing is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
3 Edison Drive, Alpharetta, GA, 30005
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2011Settled
Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 2 yrs 10 mos
Morgan StanleyBroker
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
E*trade Capital Management, LLC
September 2020 - September 2023 · 3 yrs
E*trade Securities LLCBroker
April 2016 - September 2023 · 7 yrs 5 mos
J.P. Turner & Company, L.L.C.Broker
May 2011 - December 2015 · 4 yrs 7 mos
E*trade Securities LLCBroker
March 2006 - August 2008 · 2 yrs 5 mos
American Enterprise Investment Services INC.Broker
October 1999 - August 2005 · 5 yrs 10 mos
Dain Rauscher IncorporatedBroker
March 1998 - November 1999 · 1 yr 8 mos
Dain Rauscher IncorporatedBroker
April 1996 - March 1998 · 1 yr 11 mos
Norwest Investment Services, INC.Broker
September 1993 - March 1996 · 2 yrs 6 mos
Dain Bosworth IncorporatedBroker
March 1992 - May 1993 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.