Todd Smith is a registered investment advisor at Morgan Stanley, based in Seattle, WA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
601 Union Street, Two Union Square, Suite 5200, Seattle, WA, 98101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
September 2008 - June 2009 · 9 mos
Citigroup Global Markets INC.Broker
September 2008 - June 2009 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2005 - September 2008 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2005 - September 2008 · 3 yrs 5 mos
Columbia Financial Center IncorporatedBroker
July 1998 - January 2005 · 6 yrs 6 mos
Key Investments INC.Broker
March 1998 - July 1998 · 4 mos
Eq Financial Consultants, INC.Broker
June 1992 - February 1998 · 5 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1992 - February 1998 · 5 yrs 8 mos
Equitable Variable Life Insurance CompanyBroker
June 1992 - December 1996 · 4 yrs 6 mos
Fortis Investors, INC.Broker
October 1991 - May 1992 · 7 mos
State Registrations41 states
AKAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMIMNMOMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.