Sandra Knox
Sandra Knox is a registered investment advisor at Cetera Investment Advisers LLC, based in Castle Rock, CO, with 28 years of industry experience. Sandra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
272 Burgess Dr, Castle Rock, CO, 80104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sandra owns rental property since March 2024. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
First Allied Securities, INC.Broker
Cetera Financial Specialists LLCBroker
Cetera Advisor Networks LLCBroker
Cetera Investment Services LLCBroker
Cetera Advisors LLC
Ifg Network Securities, INC.Broker
Vestax Securities CorporationBroker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
First Union Securities, INC.
First Union Securities, INC.Broker
Auerbach, Pollak & Richardson INC.Broker
American Fronteer Financial CorporationBroker
First Union Securities, INC.Broker
State Registrations51 states
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