JE
JE

John Eng

34 Years of Experience
Stamford, CT
Broker

John Eng is a registered investment advisor at Morgan Stanley, based in Stamford, CT, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

4 Landmark Square, 2nd Floor, Stamford, CT, 06901

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

John is an executor of an estate since 2019. This activity is not investment-related.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
June 1995 - June 2009 · 14 yrs
Citigroup Global Markets INC.Broker
May 1995 - June 2009 · 14 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1991 - May 1995 · 3 yrs 6 mos
State Registrations42 states
ALAZCACOCTDCDEFLGAHIIAILINKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPARISCSDTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Eng - Financial Advisor | TrueAdvisor