Louis Tranquilli is a registered investment advisor at Tranquilli Financial Advisor, LLC, based in Clinton, NJ, with 34 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 225 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.3M | 1.00% |
| $1.3M - $3.0M | 0.95% |
| $3M+ | 0.90% |
For certain client holdings (held-away assets, accommodation accounts, alternative investments, etc.), Tranquilli Financial Advisor may negotiate a different fee rate.
Fee Estimator
Location
35 Leigh Street, Clinton, NJ, 08809
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Louis is a member of Leigh Properties LLC, a property ownership company, and owns 50% of the stock. He has a financial interest of $200,000 and will receive compensation from rent received.
Employment History
Current Registrations
Tranquilli Financial Advisor, LLC
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Eltekon Advisors, LLC.
Eltekon Advisors, LLC.
Eltekon Securities, LLCBroker
1717 Capital Management Company
1717 Capital Management CompanyBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.