JG
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James Gossett

34 Years of Experience
Carbondale, IL
1 DisclosureBroker

James Gossett is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Carbondale, IL, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

509 South University Avenue, Carbondale, IL, 62901

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History

Regulatory History (1)
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Customer Dispute
May 2012
Settled
Other Business Activities

James holds a political office in Du Quoin District 300 and is an officer (Vice President) at both First Mid Illinois Bank and Trust and First Mid Wealth Management. He dedicates minimal time to the political office and about half his time or more to the bank and wealth management roles, focusing on financial advising and investment product sales and service.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2015 - Present · 10 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
LPL Financial LLCBroker
November 2009 - August 2015 · 5 yrs 9 mos
LPL Financial LLC
November 2009 - August 2015 · 5 yrs 9 mos
Invest Financial Corporation
January 2006 - December 2009 · 3 yrs 11 mos
Invest Financial CorporationBroker
November 2005 - December 2009 · 4 yrs 1 mo
Onb Investment Services,inc.
January 2005 - December 2005 · 11 mos
Onb Investment Services, INC.Broker
January 2005 - December 2005 · 11 mos
Wachovia Securities, LLC
June 2003 - January 2005 · 1 yr 7 mos
Wachovia Securities, LLCBroker
April 1999 - January 2005 · 5 yrs 9 mos
Pruco Securities CorporationBroker
November 1991 - February 1999 · 7 yrs 3 mos
The Prudential Insurance Company of AmericaBroker
November 1991 - December 1993 · 2 yrs 1 mo
State Registrations19 states
ALAZCOFLGAIAIDILINKYMOMSNCNYPASCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.