Dennis Baker is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Verona, WI, with 34 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
351 Prairie Heights Dr, Verona, WI, 53593
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2021Customer Dispute
October 2016Other Business Activities
Dennis is involved in several business activities, including commercial real estate ownership through 351 Prairie Heights Drive LLC and TWMIG-MIE, LLC, and solar energy projects through Oregon Ice Solar, LLC and CLC Solar, LLC. Dennis also provides tax preparation and planning services through Baker Schultz Tax and Financial LLC, dedicating about a quarter of his time to this.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Harbour Investments, INC.Broker
Hochman & Baker Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.