Vincent Reyes is a registered investment advisor, based in Los Angeles, CA, with 32 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Vincent holds a CA insurance license as a non-producer and owns rental property. He also works full-time as the Director of Trading Operations at Independent RIA SEIA, LLC.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Seia
April 2010 - Present · 16 yrs 1 mo
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Signator Investors, INC.Broker
May 2007 - November 2018 · 11 yrs 6 mos
Crowell, Weedon & CO.Broker
October 2004 - April 2007 · 2 yrs 6 mos
D.A. Davidson & CO.Broker
September 2004 - October 2004 · 1 mo
Wedbush Morgan Securities INC.Broker
January 1994 - September 2004 · 10 yrs 8 mos
Olde Discount CorporationBroker
March 1992 - July 1992 · 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.